Finra General Securities Representative {Series-7} Pdf Questions / Dumps
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Official General Securities Representative Exam Syllabus:
| Major Job Functions | Number of Exam Items |
| (F1) Seeks Business for the Broker-Dealer from Customers and Potential Customers | 9 |
| (F2) Opens Accounts after Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives | 11 |
| (F3) Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records | 91 |
| (F4) Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | 15 |
Official General Securities Representative Exam Details:
Exam Name: General Securities Representative Examination
Exam Duration: 3 Hours 45 Minutes
No. of Questions/Items: 125
Passing Marks: 72
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