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|Regulation of Investment Advisers Including State-Registered and Federal Covered Advisers
|Regulation of Investment Adviser Representatives
|Regulation of Broker-Dealers
|Regulation of Agents of Broker-Dealers
|Regulation of Securities and Issuers
|Remedies and Administrative Provisions
|Communication with Customers and Prospects
|Ethical Practices and Obligations
Exam Duration: 75 Minutes
No. of Questions: 60
Passing Marks: 43 out of 60
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